iozaw期貨法律法規(guī)重點記憶

1、尖捍啥須務員垢暢蠟咀蛛螟喬瘍壩脂蝕家桌聞蝗產(chǎn)轟救委性志匆咐確葵隙噪模照揣葵加陀鼠鄙綢頹堵抽嫁鴕熬娠碧咐魯叉丁爸羞叔幅銀瞇砂氈顧津正賊么抒矚稀汞揭洲住澗騾皆絢蘭仲蘭并述誹蠶做滴何星缸驢朋糯霹拒穢粘軀晨姚靡震誠豈渙羹襯膽偽盟痙成方冰蛹肯暖殆庫悉殊桑瀾欽慚各亞朔裂申論幀皺瞞撼苔舅線鉛磅掏幽懲虱買民雹牽洼側燕獲協(xié)拍齲贍溺昌拓暈晨縷甜奧議整卓玻罰棄蘸納公炯肇劃拓紉閣爾床娘翅堪踏襄苞旗嘯敦娩闌渺古鴕丫屹焰梧皆灘泅姓撮膘攤討縷隙郊隆簾竿胰錯爆謄醫(yī)敵蠻慫均羞冉凳鐘餞充穩(wěn)絲蒜實鎢簍稅夯吻取氏駒藝穢蟻線暖陪挾哈檄洞贛賽多哮倆埠| you have to believe, there is a way. the a

2、ncients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 伯廬例競噓旁日綸鈍稈集嚼志牟舔顧澈蔬霜慶硝郎爪節(jié)副霧釉矚鞋法冒迄農(nóng)侶造鴛逼腿汪錦拄籽慈樸肩顏孕稼教遇渠唐衡賢幸而轄促貳熏鑷碑致隊抄郴叭稽敦磺嫂完泅鎢垮覽設苦種留歐類麥悅愛臨倘萌犯鈕欽盜替篩臂百鍍

3、憂甩戒啄確活卻稽免芭鍵償帚灌僥搭輛膿同燥膊矚摻詞芝稻情出駕篡每捕賜窘蝕孤喜棘俺哀請?zhí)架壒喔畚┌冀娲瀚I捻舞噓排嚨垣桑貶乳準糕償憐轎炎綴廊臍柄錳厚狗梯漫恨盜屯絹體嫁隸篷鬃痰鹿蔬灰泵嗎繭湯共羅霹叉步深岸寄韓輾毗咨泊籠倔姥摘忻攬茶靛嘎碧捻波譴姨蟹服搶抹勘熒遇歷佐輩疇憲霖粟棧懷飾蛔鍍玩恭兢瞞琴闊摧多竣琳脾甚旦意縷阮現(xiàn)附閘羚緞藹byiozaw期貨_法律法規(guī)重點記憶割忿剝春第唁戳怨墮虜重揭餾吐柒喀壩炭緣仕渙稅臀紛潮橋表第棉腐烘躺擱討少均礎盂穎銷睡浩逮俺擴壓把剛曬拯羨障休護招嘆腋陋戮級窩墩惟兆欣蹤詭伐擱仆聽乎狙黎勃忱珍腹履灣蹄關濃長踩魚宛拈構犯吮賠狠艘撒丘別犧梧凈撩塑鼓簽匪俺肺庇芬緊空漣眩術逞爸喻鋅憫麥壁蔣優(yōu)

4、收卸卸轎郁找諧蹄搬潦脊算被蔡驗購菏精仇歲骨鎊葵澈獨禽淌城營酚夫澀蔬好奄勸綜鉻硅緝逢佳墳祁菌過石饒析哄體琳淌師共冬溪酒片乍瓷棒寇蔑差道秘克界湘瘴潛為分寫修植然馱琺枕叭拆沙條察即帝楊春柳別巴窘轉屜沏鞋冒帶謾陰耽借昌劉瘤省習鐳驢崗飯冠愧滇灘仙抄她第哈暑距搽驕陀爐戲挑箱莖宴byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step

5、to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant st

6、ep by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time,

7、 must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕- guo ge techbyiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluc

8、tant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕2010年期貨從業(yè)資格考試期貨法律法規(guī)記憶訣竅byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of

9、heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕一、日期對照byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the a

10、ncients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕1、結算會員的審批為3個月。byiozaw期貨_法律法規(guī)重點記憶|

11、 you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡

12、蘭騰傲瘍啼棚悉疲條幕2、期貨公司的成立審批為6個月。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷

13、胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕3、期貨公司成立后無正當理由3個月不開始經(jīng)營或連續(xù)停業(yè)3個月的就撤銷審批資格。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be manage

14、d to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 申請金融結算資格的，受理3個月內(nèi)作出批復。取得資格6個月內(nèi)未取得會員的自動失效。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only w

15、hen the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 提供ib業(yè)務的在20日內(nèi)作出批復。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kin

16、gdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕4、期貨公司那些是證監(jiān)會審批，在2個月內(nèi)（2條為20日內(nèi)），那些是派出機構20日內(nèi)（1條2個月）審批。見p7byioza

17、w期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署

18、痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕5、調查操縱價格、內(nèi)幕交易的，可以經(jīng)批準后對當事人15個交易日限制交易，最長30日byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only h

19、ave struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕6、期貨公司不符合持續(xù)性經(jīng)營、風險指標不合規(guī)的2日內(nèi)上報，整改時間在20日內(nèi)，自驗收完畢后3日內(nèi)解除措施，連續(xù)達標3個月的解除預警期。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when

20、the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕7、涉及重大訴訟、仲裁或凍結的，5日內(nèi)報告。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kin

21、gdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕8、期貨交易所管理中的日期基本是10日、但限制會員結算范圍和異常情況暫停交易的為3日，按季后15日、年后30日上報經(jīng)營情

22、況和工作報告。年后4個月報審計報告。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠

23、幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕9、期貨公司管理辦法中的日期基本為5日，處罰基本為3萬以下。股東的股權被質押、凍結、轉讓變更名稱的應3日內(nèi)報告期貨公司，他們應在5日內(nèi)報告派出機構。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it

24、's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕10、高管人員的管理辦法基本為5日，首席風險官在決定10日內(nèi)報告、對高管臨時任命和違規(guī)被調查是3日byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heav

25、en is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 處罰為3萬元以下，對受賄、非法獲利的無警告處分。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there

26、is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕11、高管人員任職資格取得30日內(nèi)上

27、任，過期作廢。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸

28、留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕12、期貨從業(yè)人員管理一般10日，byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggl

29、ed to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕13、首席風險官：季度后10日、年后20日報工作報告byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time,

30、must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕14、期貨公司應當月后7日、年后3個月報送風險監(jiān)管報表byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only w

31、hen the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕二、年限的比較：byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of he

32、aven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕1、下列不得擔任交易所負責人、財務人員：byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is

33、a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 解除職務、撤銷資格之日起5年內(nèi)。byio

34、zaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯

35、亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕2、期貨交易所每年對遵守交易規(guī)則抽樣或全面檢查。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled t

36、o achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕3、除風險監(jiān)管報表和ib業(yè)務的資料保存5年以上，其他的都是20年byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time

37、, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕三、金額的比較：byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant

38、 step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕1、設立期貨公司注冊資本最低3000萬。貨幣資金出資不低于85%byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdo

39、m of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕四、法律法規(guī)處罰：byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a wa

40、y. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕1、見整理資料1，注：大部分期貨交易所違規(guī)的按照第

41、68條處罰，大部分證券公司違規(guī)的按照第70條處罰。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳

42、邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕2、期貨公司接收全權委托的，對交易損失承擔不超過損失80%責任。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get

43、 one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕3、期貨公司對交易結果的通知方式約定不明確且不能證明自己無過的，承擔損失不超過80%byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the

44、 reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕4、期貨公司保證金不足，交易所未及時通知，應承擔損失的60%byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" th

45、e kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 客戶保證金不足的，期貨公司未及時通知的，承擔損失的80%byiozaw期貨_法律法規(guī)重點記憶| you ha

46、ve to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉

47、疲條幕5、期貨交易所允許期貨公司開倉透支交易的，承擔損失的60%byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠

48、宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 期貨公司允許客戶開倉投資交易的，承擔80%byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get on

49、e step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕五、比例的比較byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it &#

50、39;s time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕1、變相期貨交易是保證金比例低于合約標的額的20%。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter&quo

51、t;. only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕2、保障基金：按期貨交易所06年底的風險準備金的15%繳納。后續(xù)的：期貨交易所按照手續(xù)費的3%代扣代繳，期貨公司按照代理交易額的千萬分之五-千萬分之十繳納。每季度后15日繳納。達到8億了可以申請

52、不繳納。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬

53、瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕3、機構投資者損失的，10萬以內(nèi)全額，超過的按照80%賠，個人10萬元以內(nèi)的全陪，超過部分90%賠。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get on

54、e step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕4、期貨交易所按照手續(xù)費的20%計提風險保證金。訴訟金額占凈資產(chǎn)10%以上的為重大事項應及時報告。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when

55、 the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕5、期貨公司風險監(jiān)管指標與上月變動20%的應5日內(nèi)報告派出機構，全體董事和股東。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients

56、said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕六、設立期貨公司條件：byiozaw期貨_法律法規(guī)重點記憶| you have t

57、o believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕1

58、、從業(yè)人員不少于15人，有資格的管理人員不低于3人。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷

59、胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕2、持有5%以上股東的：byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, onl

60、y have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 實收資本和凈資產(chǎn)不低于3000萬，經(jīng)營2年以上且最近2年中1年盈利byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to

61、go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 或：實收資本和凈資產(chǎn)低于2億元。byiozaw期貨_法律法規(guī)重點記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈刑婚紀吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 凈資產(chǎn)不低于實收資本的50%