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Author Manuscript Published OnlineFirst on April 8, 2015; DOI: 10.1158/0008-5472.CAN-14-3282Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited.Research Article in Cancer ResearchDevelopment of Lung Adenocarcinomas with Exclusive Dependence on OncogeneFusionsMotonobu Saito1,2, Yoko Shimada1, Kouya Shiraishi1, Hiromi Sakamoto3, Koji Tsuta4,Hirohiko Totsuka5, Suenori Chiku6, Hitoshi Ichikawa3, Mamoru Kato7, Shun-ichiWatanabe8, Teruhiko Yoshida3, Jun Yokota1,9, Takashi Kohno11Division of Genome Biology, 3Division of Genetics and 7Department of Bioinformatics,National Cancer Center Research Institute, Tokyo, Japan2Department of Organ Regulatory Surgery, Fukushima Medical University School ofMedicine, Fukushima, Japan4Division of Pathology and Clinical Laboratories and 8Division of Thoracic Surgery,National Cancer Center Hospital, Tokyo, Japan5Bioinfomatics Group, Research and Development Center, Solution Division 4, HitachiGovernment and Public Corporation System Engineering Ltd, Tokyo, Japan69Science Solutions Division, Mizuho Information and Research Institute Inc., Tokyo, JapanCancer Genome Biology, Institute of Predictive and Personalized Medicine of Cancer,Barcelona, SpainRunning title: Oncogenic fusion-positive lung adenocarcinoma development1Downloaded from on April 9, 2015. 2015 American Association for Cancer Research.Author Manuscript Published OnlineFirst on April 8, 2015; DOI: 10.1158/0008-5472.CAN-14-3282Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited.Keywords: lung adenocarcinoma, oncogenic fusion, oncogene mutation, oncogeneamplification, tyrosine kinase inhibitor.Financial support: This work was supported by the Advanced Research for MedicalProducts Mining Program of the National Institute of Biomedical Innovation (NIBIO);Grants-in-Aid from the Japan Agency for Medical Research and Development (AMED) forthe Health and Labor Sciences Research Expenses for Commission (the Practical Researchfor Innovative Cancer Control: H26-practical-general-007); a Grant-in-Aid from theJapanese Society for the Promotion of Science (JSPS) and Scientific Research (B), and theNational Cancer Center Research and Development Fund (26A-1).Corresponding author: Takashi Kohno, Ph.D., Division of Genome Biology, NationalCancer Center Research Institute, 1-1 Tsukiji 5-chome, Chuo-ku, Tokyo 104-0045, Japan.Tel: +81-3-3542-2511; Fax: +81-3-3542-0807; Email: tkkohnoncc.go.jpDisclosure of potential conflicts of interest: The authors have no potential conflicts ofinterest to disclose.Word of text (5000): 3515Total number of figures and tables (7): 5References (50): 472Downloaded from on April 9, 2015. 2015 American Association for Cancer Research.Author Manuscript Published OnlineFirst on April 8, 2015; DOI: 10.1158/0008-5472.CAN-14-3282Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited.ABSTRACT (250 words)This report delivers a comprehensive genetic alteration profile of lung adenocarcinomas(LADCs) driven by ALK, RET and ROS1 oncogene fusions. These tumors are difficult tostudy because of their rarity: each drives only a low percentage of LADCs. Whole exomesequencing and copy number variation analyses were performed on a Japanese LADCcohort (n = 200) enriched in patients with fusions (n = 31, 15.5%), followed by deepre-sequencing for validation. The driver fusion cases showed a distinct profile with smallernumbers of non-synonymous mutations in cancer-related genes or truncating mutations inSWI/SNF chromatin remodeling complex genes than in other LADCs (P 0.0001). Thislower mutation rate was independent of age, gender, smoking status, pathological stage,and tumor differentiation (P 0.0001) and was validated in nine fusion-positive cases froma US LADCs cohort (n = 230). In conclusion, our findings indicate that LADCs with ALK,RET, and ROS1 fusions develop exclusively via their dependence on these oncogenefusions. The presence of such few alterations beyond the fusions supports the use ofmonotherapy with tyrosine kinase inhibitors targeting the fusion products in fusion-positiveLADCs. (185 words)3Downloaded from on April 9, 2015. 2015 American Association for Cancer Research.Author Manuscript Published OnlineFirst on April 8, 2015; DOI: 10.1158/0008-5472.CAN-14-3282Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited.INTRODUCTIONLung adenocarcinoma (LADC) is the most frequent histological type of lung cancer and itsincidence is rising in Asian and Western countries. Oncogenic fusions of the proteintyrosine kinase genes ALK, RET and ROS1, identified by us and others, are believed todrive the development of a subset (34%, 12% and 12%, respectively) of LADCs (1-4).These fusion-positive LADCs often, but not always, show mucinous-cribriform patterns (2,5-7). In addition, fusion-positive LADCs tend to occur in young and non/light-smokingindividuals (2, 4, 8-10) and show a high therapeutic response to tyrosine kinase inhibitors(TKIs) that suppress the kinase activity of the fusion products (11-13). These resultsindicate that fusion-positive LADCs are a distinct LADC molecular entity. Despite recentlarge-scale genome sequencing studies in LADCs (14-16), the genetic profile offusion-positive LADCs remains unknown due to the rarity of these tumors. Better geneticcharacterization of fusion-positive LADCs is required to improve therapeutic strategies. Ifother genetic abnormalities are detected, agents targeting these defects could be used incombination with TKIs to improve efficacy and outcome (11, 17, 18).LADCs carrying ALK, ROS1 and RET fusions have already been shown to lackactivating mutations in other oncogenes, such as EGFR, KRAS, BRAF and HER2/ERBB2(2-4, 14-16); however, the mutational status of other genes frequently mutated in lung andother cancers, including those identified in the cancer gene census (CGC) (19) or thoseidentified as significantly mutated genes (SMGs) in 12 common cancers (20), is unknown.These gene sets include tumor suppressor genes, such as TP53, CDKN2A, KEAP1 andSTK11/LKB1, and chromatin remodeling/modifying genes, such as ARID1A and SMARCA4,4Downloaded from on April 9, 2015. 2015 American Association for Cancer Research.Author Manuscript Published OnlineFirst on April 8, 2015; DOI: 10.1158/0008-5472.CAN-14-3282Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited.which are the targets of genetic loss-of-function aberrations in cancer cells (20). Notably,recent studies suggested that these deleterious aberrations are therapeutically targetable;drugs restoring the function of mutant p53 proteins are being developed (21, 22), andsynthetic lethality-based therapies have been considered by us and others to treat cancerswith TP53, LKB1, ARID1A and SMARCA4 deficiencies (23-28).We performed the comparative genetic aberration profiling of oncogenicfusion-positive and -negative LADCs. Two hundred cases of snap-frozen surgical LADCtissues were subjected to whole exome sequencing using a next generation sequencer and tocopy number variation analysis using a DNA chip. The selected cases were enriched inoncogenic ALK, RET or ROS1 fusions (n = 31, 15.5%) and included 96 cases (48.0%) ofactivating mutations in EGFR, KRAS, HER2, BRAF and HRAS oncogenes and 73 cases(35.5%) without any such aberrations. The study revealed that fusion-positive LADCs havea unique genetic profile that includes fewer genetic aberrations than other LADCs.PATIENTS AND METHODSPatientsA total of 200 LADC cases (the study cohort) were selected from 608 consecutive cases(the NCC cohort) (NCC Biobank, Tokyo, Japan) who underwent surgical resection between1997 and 2008 at the National Cancer Center Hospital, Tokyo, and for whom snap-frozencancerous and non-cancerous lung tissues were available (Fig. 1A-B). All of the 608 caseswere screened for EGFR, KRAS, BRAF and HER2 hot spot mutations by the HRM method,and for EML4- and KIF5B-ALK, KIF5B- and CCDC6-RET, and CD74-, EZR- and5Downloaded from on April 9, 2015. 2015 American Association for Cancer Research.Author Manuscript Published OnlineFirst on April 8, 2015; DOI: 10.1158/0008-5472.CAN-14-3282Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited.SLC34A2-ROS1 fusions by RT-PCR, as described (4, 7) (Supplementary Table S2). Inaddition, a case with a novel type of RET fusion, KIAA1468-RET, which was detected bywhole RNA sequencing, was included in this cohort.Driver fusion study subjects (n = 31), i.e., those with ALK (n = 11), RET (n = 11) orROS1 (n = 9) fusions were selected from all 50 fusion-positive cases in the NCC originalcohort, i.e., those with ALK fusions (n = 23), RET (n = 13) or ROS1 (n = 14) fusions basedon the criterion that sufficient amounts of genomic DNA for whole exome sequencing wereavailable (Fig. 1A). EGFR-positive (n = 72), other driver mutation (n = 23), andpan-negative cases (n = 74), with sufficient amounts of genomic DNA, were randomlyselected from the NCC original cohort together with EGFR-positive (n = 282), other drivermutation (n = 79), and pan-negative cases (n = 197) to obtain a EGFR-positivecase:pan-negative case ratio of approximately 1:1 and to make the total number of samples200. The exome sequencing analysis revealed an activating HRAS mutation (Q61L), so thiscase was classified as driver mutation. Thus, the study cohort included 73 pan-negativecases and a HRAS mutation-positive case. The selection resulted in a cohort that was moreenriched in driver fusion cases than the original cohort (Fig. 1B). The study subjects werediagnosed according to the 7th TNM classification of malignant tumors (29, 30). The studywas approved by the Institutional Review Boards of the NCC.Genome copy analysis and tumor content estimationGenome copy number and allelic status were assessed in all 200 study cases by IlluminaOMNI 2.5M array analysis using both cancerous and non-cancerous lung DNA. Tumor cell6Downloaded from on April 9, 2015. 2015 American Association for Cancer Research.Author Manuscript Published OnlineFirst on April 8, 2015; DOI: 10.1158/0008-5472.CAN-14-3282Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited.content in each tumor sample and copy numbers for each gene were deduced using theGlobal Parameter Hidden Markov Model (GPHMM) method (31).Exome sequencingExome sequencing was conducted from 2.5 g of cancerous or non-cancerous DNAisolated from snap-frozen tissues. Exome capture was performed using the AgilentSureSelect Human All Exon 50-Mb, V4 or V5 according to the manufacturers instructions.Exome sequencing was performed on the Illumina HiSeq 2000 platform using 75 bppaired-end reads (Illumina). Basic alignment and sequence quality control were conductedusing the Picard and Firehose pipelines. The reads were aligned against the referencehuman genome from UCSC human genome 19 (Hg19) using the Burrows Wheeler AlignerMulti-Vision software package. Since duplicate reads were generated during the PCRamplification process, paired-end reads that aligned to the same genomic positions wereremoved using SAMtools.Somatic SNVs were called by the MuTect program, which applies a Bayesianclassifier to allow the detection of somatic mutations with a low allele frequency (32).Somatic InDel mutations were called by the GATK Somatic Indel Detector (33). SNV andInDel detection was supported by visual examination using the Integrative GenomicsViewer software (34).Verification of somatic mutations by deep re-sequencing7Downloaded from on April 9, 2015. 2015 American Association for Cancer Research.Author Manuscript Published OnlineFirst on April 8, 2015; DOI: 10.1158/0008-5472.CAN-14-3282Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited.Mutations in all coding exons of the following 28 genes were examined by targeted genomecapture and massively parallel sequencing using an Illumina HiSeq 2000 system and theHaloplex Custom Enrichment Kit (Agilent Technologies): ten representative cancer censusgenes (19), AKT1, APC, CTNNB1, KEAP1, MAP2K1, MET, NRAS, PIK3CA, STK11 andTP53, and 18 SWI/SNF chromatin remodeling genes (35) whose mutations were detectedin one or more tumors by exome sequencing, ACTL6B, ARID1A, ARID1B, ARID2, BPTF,DPF1, EP400, HLTF, PBRM1, RAD54L2, SHPRH, SMARCA2, SMARCA4, SMARCAD1,SMARCAL1, SMARCB1, SMARCC1 and SRCAP. Average read depths were approximately1,000.Cancer Gene CensusA list of somatic mutations from the CGC was downloaded from the most recently releasedCOSMIC V70 (36).Validation in a U.S. cohortValidation analysis was performed using TCGA LADC study data (16). The TCGA cohortof 230 cases was selected from 678 patients with previously untreated lung adenocarcinomabased on tumor percentage, availability of clinical data, and availability of sufficientamounts of nucleic acid (37). Driver gene fusions and mutations were evaluated in allcases; thus, the 230 cases were subgrouped according to driver gene type: nine driverfusion cases (3.9%) with ALK (n = 3), RET (n = 2), and ROS1 (n = 2) fusions, 121 drivermutation cases (52.6%) with hot spot mutations in EGFR (n = 26), KRAS (n = 74), HER2 (n8Downloaded from on April 9, 2015. 2015 American Association for Cancer Research.Author Manuscript Published OnlineFirst on April 8, 2015; DOI: 10.1158/0008-5472.CAN-14-3282Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited.= 4), BRAF (n = 16) and HRAS (n = 1), and 100 pan-negative cases (43.5%)(Supplementary Fig. S4A). Among the cancer-related and SWI/SNF chromatinremodeling genes investigated in Figure 2, information on CDKN2A, RBM10, RB1, NF1,KEAP1, MET, MGA, U2AF1, PIK3CA, STK11, TP53, SMARCA4 and ARID1A wasavailable and therefore was used in the analysis.StatisticsStatistical analyses of differences in genetic alterations, clinical and pathological factorsbetween the driver aberration groups, or smoking status were assessed by using theKruskal-Wallis test, two-sided Mann-Whitney test, two-sided Fishers exact test orChi-square test, and two-sided Spearman r test in GraphPad Prism 5 software (GraphPadSoftware). Multivariate regression analysis including the number of non-synonymousmutations per Mb and clinicopathological factors (age, gender, smoking status, pathologicalstage, and tumor differentiation) was conducted using JMP 10 software (SAS Institute). P 0.05 was considered significant.RESULTSStudy cohortThe study cohort of 200 LADC cases included 31 cases (15.5%) with ALK, RET or ROS1fusions, 96 cases (48.0%) with hot spot mutations in EGFR, KRAS, HER2, BRAF or HRAS,and 73 cases (36.5%) without any of these driver gene aberrations (Table 1). The studycohort samples were selected from the original National Cancer Center (NCC) cohort9Downloaded from on April 9, 2015. 2015 American Association for Cancer Research.Author Manuscript Published OnlineFirst on April 8, 2015; DOI: 10.1158/0008-5472.CAN-14-3282Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited.samples (n = 608) to enrich fusion-positive c
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